This material is not intended as an offer or solicitation for the purchase or sale of any financial instrument.  Although the information contained herein is believed to be correct, JVB Financial Group, LLC ("JVB") makes no guarantees, express or implied, as to its completeness or accuracy.  Information on this web site is subject to change.  JVB aims to maintain the information as current and accurate but undertakes no duty to update information or to supply corrections.

Certain investment strategies, investments and products discussed by JVB may not be available or suitable for all institutions or clients. Investors should consult their financial and tax advisor to determine whether a product is suitable. Investors must make their own independent decision regarding any securities or financial transactions as their particular needs, investment objectives and financial situation were not taken into account in the preparation of this website and the materials contained herein. 

Structured products may not be suitable or appropriate for all investors. Investors must understand the characteristics, risks, and rewards of each Structured Product as well as those of the referenced asset before making a decision to invest in the security.  Even though structured products pay interest like debt securities, the potential loss of the principal for many such products may make them unsuitable for investors seeking alternatives to conventional debt securities. Structured products are intended to be buy-and-hold investments and are not liquid instruments. Investment value prior to maturity will be influenced by many factors, including interest rates, the level of the underlying, implied volatility and the time remaining to maturity. Risks include loss of principal or the possibility that at expiration the investor will own the reference asset whose value is less than their initial investment. Each structured product can contain different sets of characteristics, risks and rewards.

Certain of the products set out on this web site are registered with the Securities Exchange Commission (the "SEC") and the issuer of those products has filed a registration statement (including a prospectus, a prospectus supplement and a preliminary pricing supplement) with the SEC for each such product offering appearing on the web site Investors are about to access.   All relevant offering documents including term sheets and prospectuses should be consulted prior to investing in these securities.

Certain of the products set out on this web site are not registered with the SEC but are issued pursuant to an exemption from registration.

Before Investors make any investment, Investors should read the prospectus, prospectus supplement and preliminary pricing supplement for SEC registered products filed with the SEC or the relevant offering documents for non-SEC registered products for more complete information about such issuer and the products being offered.

Investors may get documents filed with the SEC for free by visiting EDGAR on the SEC website at www.sec.gov.

Alternatively, any agent or dealer participating in the applicable product offering will arrange to send Investors these documents if Investors so request.   Investors should contact their brokerage firm or financial advisor to see which products may be available for purchase in the new issue or secondary markets.

In addition, these documents are available on the web site Investors are about to access.  For documents relating to non-registered offerings, Investors may get those documents through any agent or dealer participating in the applicable product offering or on the web site Investors are about to access.  The Issuers reserve the right to withdraw, cancel or modify an offering and to reject orders in whole or in part if deemed necessary.

JVB (the “Company”) has made forward-looking statements in this document that are subject to risks and uncertainties. Forward-looking statements include the information concerning possible or assumed future results of operations of the Company set forth herein and statements preceded by the words “believes,” “expects,” “intends,” “anticipates” or similar expressions. Potential investors should understand that the future results of the Company may differ materially from those expressed in such forward-looking statements.